Filing Details

Accession Number:
0000919574-22-003737
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-06-03 17:04:33
Reporting Period:
2022-05-19
Accepted Time:
2022-06-03 17:04:33
Original Submission Date:
2022-05-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260221 Transdigm Group Inc TDG () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234544 J Robert Small C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-23 3,611 $560.71 188,697 No 4 P Indirect By Stockbridge Partners LLC
Common Stock Acquisiton 2022-05-23 895 $560.71 2,411,175 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2022-05-23 396 $561.04 189,093 No 4 P Indirect By Stockbridge Partners LLC
Common Stock Acquisiton 2022-05-23 98 $561.04 2,411,273 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2022-05-23 80 $563.02 189,173 No 4 P Indirect By Stockbridge Partners LLC
Common Stock Acquisiton 2022-05-23 20 $563.02 2,411,293 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2022-05-23 547 $563.36 189,720 No 4 P Indirect By Stockbridge Partners LLC
Common Stock Acquisiton 2022-05-23 135 $563.36 2,411,428 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2022-05-23 2,003 $564.90 191,723 No 4 P Indirect By Stockbridge Partners LLC
Common Stock Acquisiton 2022-05-23 497 $564.90 2,411,925 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2022-05-23 5,019 $565.52 196,742 No 4 P Indirect By Stockbridge Partners LLC
Common Stock Acquisiton 2022-05-23 1,244 $565.52 2,413,169 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2022-05-23 10,986 $566.39 207,728 No 4 P Indirect By Stockbridge Partners LLC
Common Stock Acquisiton 2022-05-23 2,722 $566.39 2,415,891 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2022-05-23 160 $567.06 207,888 No 4 P Indirect By Stockbridge Partners LLC
Common Stock Acquisiton 2022-05-23 40 $567.06 2,415,931 No 4 P Indirect By Berkshire Entities
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Stockbridge Partners LLC
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockbridge Partners LLC
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockbridge Partners LLC
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockbridge Partners LLC
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockbridge Partners LLC
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockbridge Partners LLC
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockbridge Partners LLC
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockbridge Partners LLC
No 4 P Indirect By Berkshire Entities
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,574 Indirect By Family Trusts
Common Stock 31,970 Indirect By Trust
Common Stock 28,960 Direct
Footnotes
  1. Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  2. Represents shares held directly or indirectly by Berkshire Fund VIII, L.P. ("VIII"), Berkshire Fund VIII-A, L.P. ("VIII-A"), Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV") and Stockbridge Fund, L.P. ("SF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners LLC, the registered investment adviser to VIII, VIII-A, IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF. Eighth Berkshire Associates LLC ("8BA") is the general partner of each of VIII and VIII-A. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A.
  3. [Continued from Footnote 2] Stockbridge Associates LLC ("SA") is the general partner of SF. The Reporting Person is a managing member of each of BPH, BPSP, BP, SP, 8BA, 9BA, SA, Investors III and Investors IV. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  4. Represents shares of Common Stock beneficially owned by certain family trusts. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such family trusts.
  5. Represents shares of Common Stock beneficially owned by a trust. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such trust.
  6. Represents shares of Common Stock held directly by the Reporting Person.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $560.03 to $561.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $561.03 to $562.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $562.03 to $563.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $563.03 to $564.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $564.03 to $565.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $565.03 to $566.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $566.03 to $567.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $567.03 to $567.08. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.