Filing Details
- Accession Number:
- 0001225208-11-016079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-08 13:59:16
- Reporting Period:
- 2011-06-06
- Filing Date:
- 2011-06-08
- Accepted Time:
- 2011-06-08 13:59:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855874 | Tri County Financial Corp | TCFC.OB | State Commercial Banks (6022) | 521652138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1387999 | M James Burke | 3035 Leonardtown Road Waldorf MD 20601 | Exec. V.p., Sr. Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-06 | 20 | $16.90 | 1,020 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,808 | Direct | |
Common Stock | 533 | Indirect | By ESOP |
Common Stock | 667 | Indirect | Restricted Stock |
Common Stock | 1,000 | Indirect | Restricted Stock II |
Common Stock | 986 | Indirect | Restricted Stock III |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $27.70 | 2007-07-17 | 2017-07-17 | 1,865 | 1,865 | Direct |
Common Stock | Stock Option (Right to Buy) | $22.29 | 2005-12-19 | 2015-12-19 | 1,125 | 1,125 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-07-17 | 1,865 | 1,865 | Direct |
2015-12-19 | 1,125 | 1,125 | Direct |
Footnotes
- Since the reporting person's last report, shares of restricted stock have vested and are now held directly.
- Restricted stock vests in 3 equal annual installments with the first 33 1/3% vesting on July 27, 2009, the date of the award.
- Vests in 3 annual installments beginning on January 10, 2011, the date of the award.
- Shares of restricted stock vest according to the following schedule: 33 1/2% vest on the date of the award, 33 1/2% vest on March 28, 2012 and 33% vest on March 28, 2013.