Filing Details

Accession Number:
0001225208-11-016079
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-08 13:59:16
Reporting Period:
2011-06-06
Filing Date:
2011-06-08
Accepted Time:
2011-06-08 13:59:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855874 Tri County Financial Corp TCFC.OB State Commercial Banks (6022) 521652138
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387999 M James Burke 3035 Leonardtown Road
Waldorf MD 20601
Exec. V.p., Sr. Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-06 20 $16.90 1,020 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,808 Direct
Common Stock 533 Indirect By ESOP
Common Stock 667 Indirect Restricted Stock
Common Stock 1,000 Indirect Restricted Stock II
Common Stock 986 Indirect Restricted Stock III
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $27.70 2007-07-17 2017-07-17 1,865 1,865 Direct
Common Stock Stock Option (Right to Buy) $22.29 2005-12-19 2015-12-19 1,125 1,125 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-07-17 1,865 1,865 Direct
2015-12-19 1,125 1,125 Direct
Footnotes
  1. Since the reporting person's last report, shares of restricted stock have vested and are now held directly.
  2. Restricted stock vests in 3 equal annual installments with the first 33 1/3% vesting on July 27, 2009, the date of the award.
  3. Vests in 3 annual installments beginning on January 10, 2011, the date of the award.
  4. Shares of restricted stock vest according to the following schedule: 33 1/2% vest on the date of the award, 33 1/2% vest on March 28, 2012 and 33% vest on March 28, 2013.