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Filing Details

Accession Number:: 0001140361-22-021661
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-06-02 20:17:10
Reporting Period:: 2022-05-31

Accepted Time:: 2022-06-02 20:17:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1831096	Great Elm Group Inc.	GEG	()	TX

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1346543	Northern Right Capital Management, L.p.	9 Old Kings Hwy S., 4Th Floor Darien CT 06820	No	No	No	No
1349003	Bc Advisors Llc	C/O Northern Right Capital Management Lp 9 Old Kings Hwy S., 4Th Floor Darien CT 06820	No	No	No	No
1451722	Northern Right Capital (Qp), L.p.	C/O Northern Right Capital Management Lp 9 Old Kings Hwy S., 4Th Floor Darien CT 06820	No	No	No	No
1763594	Nrc Partners I, Lp	C/O Northern Right Capital Management Lp 9 Old Kings Hwy S., 4Th Floor Darien CT 06820	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-05-31	10,484	$2.31	2,824,068	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2022-06-01	24,924	$2.38	2,848,992	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2022-06-02	6,292	$2.41	2,855,284	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Footnotes

Represents 3,403 shares of common stock of Great Elm Group, Inc. ("GEG") purchased by Northern Right Capital (QP), L.P. ("Northern Right QP"), 1,143 shares of common stock of GEG purchased by NRC Partners I, L.P. ("NRC Partners") and 5,938 shares of common stock of GEG purchased by managed accounts (the "Accounts") on behalf of an investment advisory client of Northern Right Capital Management, L.P. ("Northern Right Management"). Northern Right Management acts as investment manager for the Accounts.
Represents 8,098 shares of common stock of Great Elm Group, Inc. ("GEG") purchased by Northern Right Capital (QP), L.P. ("Northern Right QP"), 2,718 shares of common stock of GEG purchased by NRC Partners I, L.P. ("NRC Partners") and 14,108 shares of common stock of GEG purchased by managed accounts (the "Accounts") on behalf of an investment advisory client of Northern Right Capital Management, L.P. ("Northern Right Management"). Northern Right Management acts as investment manager for the Accounts.
Represents 2,035 shares of common stock of Great Elm Group, Inc. ("GEG") purchased by Northern Right Capital (QP), L.P. ("Northern Right QP"), 687 shares of common stock of GEG purchased by NRC Partners I, L.P. ("NRC Partners") and 3,570 shares of common stock of GEG purchased by managed accounts (the "Accounts") on behalf of an investment advisory client of Northern Right Capital Management, L.P. ("Northern Right Management"). Northern Right Management acts as investment manager for the Accounts.
Northern Right QP beneficially owns and has the power to vote or to direct the vote of 1,336,961 shares of common stock of GEG. NRC Partners beneficially owns and has the power to vote or to direct the vote of 65,089 shares of common stock of GEG. Managed accounts (the "Managed Accounts") on behalf of certain investment advisory clients of Northern Right Capital Management beneficially own 1,453,234 shares of common stock of GEG.
As general partner and investment manager of NRC Partners and Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the securities held by NRC Partners and Northern Right QP. As the investment manager of the Accounts and the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the securities held by such accounts. As general partner of Northern Right Management, BC Advisors, LLC ("BCA") may be deemed to be the beneficial owner of the securities beneficially owned (or deemed beneficially owned) by Northern Right Management. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein that may be beneficially owned by any of the other Reporting Persons, in each case except to the extent of any pecuniary interest therein,
(continued from footnote 5) and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.