Filing Details
- Accession Number:
- 0001529274-22-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-02 18:38:40
- Reporting Period:
- 2022-05-31
- Accepted Time:
- 2022-06-02 18:38:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1529274 | Alkami Technology Inc. | ALKT | Services-Prepackaged Software (7372) | 453060776 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1852925 | A. Douglas Linebarger | C/O Alkami Technology, Inc. 5601 Granite Parkway, Suite 120 Plano TX 75024 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-05-31 | 6,000 | $0.92 | 98,675 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-05-31 | 6,000 | $13.87 | 92,675 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-06-02 | 1,166 | $14.37 | 91,509 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-05-31 | 6,000 | $0.00 | 6,000 | $0.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,000 | 2027-11-02 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.78 to $14.01, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- The shares subject to the option are fully vested and exercisable.
Billionaire Hedge Funds
