Filing Details

Accession Number:
0001181580-22-000013
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-06-02 17:14:16
Reporting Period:
2022-05-31
Accepted Time:
2022-06-02 17:14:16
Original Submission Date:
2022-06-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
819913 Hallmark Financial Services Inc HALL Insurance Carriers, Nec (6399) 870447375
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
932334 P L Partners Newcastle 5420 Lyndon B. Johnson Freeway
Suite 1100
Dallas TX 75240
No No Yes No
1208889 E Mark Schwarz 5420 Lyndon B. Johnson Freeway
Suite 1100
Dallas TX 75240
Chairman & Ceo Yes Yes Yes No
1251293 Newcastle Capital Group Llc 5420 Lyndon B. Johnson Freeway
Ste 1400
Dallas TX 75240
No No Yes No
1251296 Newcastle Capital Management Lp 5420 Lyndon B. Johnson Freeway
Suite 1100
Dallas TX 75240
No No Yes No
1586760 Trust Family 2012 Schwarz 5420 Lyndon B. Johnson Freeway
Suite 1100
Dallas TX 75240
No No Yes No
1586784 Ncm Services, Inc. 5420 Lyndon B. Johnson Freeway
Suite 1100
Dallas TX 75240
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-31 0 $0.00 3,730,432 No 4 P Indirect Shares directly owned by Newcastle Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Shares directly owned by Newcastle Partners, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 202,580 Direct
Footnotes
  1. Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM, or NP.