Filing Details
- Accession Number:
- 0001181580-22-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-02 16:48:28
- Reporting Period:
- 2022-05-31
- Accepted Time:
- 2022-06-02 16:48:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
819913 | Hallmark Financial Services Inc | HALL | Insurance Carriers, Nec (6399) | 870447375 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
932334 | P L Partners Newcastle | 5420 Lyndon B. Johnson Freeway Suite 1100 Dallas TX 75240 | No | No | Yes | No | |
1208889 | E Mark Schwarz | 5420 Lyndon B. Johnson Freeway Suite 1100 Dallas TX 75240 | Chairman & Ceo | Yes | Yes | Yes | No |
1251293 | Newcastle Capital Group Llc | 5420 Lyndon B. Johnson Freeway Ste 1400 Dallas TX 75240 | No | No | Yes | No | |
1251296 | Newcastle Capital Management Lp | 5420 Lyndon B. Johnson Freeway Suite 1100 Dallas TX 75240 | No | No | Yes | No | |
1586760 | Trust Family 2012 Schwarz | 5420 Lyndon B. Johnson Freeway Suite 1100 Dallas TX 75240 | No | No | Yes | No | |
1586784 | Ncm Services, Inc. | 5420 Lyndon B. Johnson Freeway Suite 1100 Dallas TX 75240 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-05-31 | 1,179 | $0.89 | 3,079,873 | No | 4 | P | Indirect | Directly owned by Newcastle Partners, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Directly owned by Newcastle Partners, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 140,691 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (right to buy) | $3.95 | 2017-06-27 | 2026-06-27 | 40,000 | 40,000 | Direct |
Common Stock | Director Stock Option (right to buy) | $3.11 | 2013-06-25 | 2022-06-25 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-06-27 | 40,000 | 40,000 | Direct |
2022-06-25 | 15,000 | 15,000 | Direct |
Footnotes
- Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.