Filing Details
- Accession Number:
- 0001534701-22-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-01 17:03:47
- Reporting Period:
- 2022-05-31
- Accepted Time:
- 2022-06-01 17:03:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534701 | Phillips 66 | PSX | Petroleum Refining (2911) | 453779385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1610150 | A Robert Herman | 2331 Citywest Blvd. Houston TX 77042 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-05-31 | 12,300 | $62.17 | 76,406 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-05-31 | 11,400 | $72.26 | 87,806 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-05-31 | 23,500 | $74.14 | 111,306 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-05-31 | 47,200 | $102.82 | 64,106 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2022-05-31 | 12,300 | $0.00 | 12,300 | $62.17 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2022-05-31 | 11,400 | $0.00 | 11,400 | $72.26 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-05-31 | 23,500 | $0.00 | 23,500 | $74.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-02-07 | No | 4 | M | Direct | |
| 0 | 2024-02-06 | No | 4 | M | Direct | |
| 0 | 2025-02-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,709 | Indirect | Phillips 66 Savings Plan |
Footnotes
- Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
- The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.95 to $103.30. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
- The stock options became exercisable in three equal annual installments beginning on February 7, 2014.
- The stock options became exercisable in three equal annual installments beginning on February 6, 2015.
- The stock options became exercisable in three equal annual installments beginning on February 3, 2016
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