Filing Details
- Accession Number:
- 0001209191-11-033584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-07 18:39:20
- Reporting Period:
- 2011-06-03
- Filing Date:
- 2011-06-07
- Accepted Time:
- 2011-06-07 18:39:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415357 | Kenneth Hao | C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025 | Yes | No | No | No | |
1469577 | Silver Lake Partners Ii Cayman Lp | C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | No | Yes | |
1469578 | Silver Lake Technology Associates Ii Cayman Lp | C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | No | Yes | |
1469579 | Silver Lake Technology Investors Ii Cayman Lp | C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | No | Yes | |
1469611 | Ltd Ii Gp Aiv (Offshore) Lake Silver | C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Disposition | 2011-06-03 | 9,301,157 | $33.61 | 15,351,648 | No | 4 | S | Indirect | Held through Silver Lake Partners II Cayman, L.P. |
Ordinary Shares, No Par Value | Disposition | 2011-06-03 | 89,259 | $0.00 | 15,262,389 | No | 4 | J | Indirect | Held through Silver Lake Partners II Cayman, L.P. |
Ordinary Shares, No Par Value | Disposition | 2011-06-03 | 26,442 | $33.61 | 43,644 | No | 4 | S | Indirect | Held through Silver Lake Technology Investors II Cayman, L.P. |
Ordinary Shares, No Par Value | Disposition | 2011-06-03 | 1,436,296 | $33.61 | 2,370,621 | No | 4 | S | Indirect | Held through Avago Investment Partners, Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held through Silver Lake Partners II Cayman, L.P. |
No | 4 | J | Indirect | Held through Silver Lake Partners II Cayman, L.P. |
No | 4 | S | Indirect | Held through Silver Lake Technology Investors II Cayman, L.P. |
No | 4 | S | Indirect | Held through Avago Investment Partners, Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares, No Par Value | 52,395 | Direct |
Footnotes
- Certain funds affiliated with Kohlberg Kravis Roberts & Co. L.P. ("KKR"), certain funds affiliated with Silver Lake Partners ("Silver Lake"), Seletar Investments Pte Ltd and Geyser Investment Pte Ltd are parties to a shareholders agreement with respect to the ordinary shares of Avago, and solely as a result of which each such person is a member of a group with respect to the ordinary shares of Avago directly or indirectly owned by such persons. Each such person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. Certain affiliates of Silver Lake collectively have the right under the shareholders agreement to designate a portion of the board of directors of Avago.
- Silver Lake Partners II Cayman, L.P. ("Partners II") directly owns 15,262,389 ordinary shares of Avago. As the sole general partner of Partners II, Silver Lake Technology Associates II Cayman, L.P. may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago directly owned by Partners II. As the sole general partner of Silver Lake Technology Associates II Cayman, L.P., Silver Lake (Offshore) AIV GP II, Ltd. may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago directly owned by Partners II. Silver Lake Technology Associates II Cayman, L.P. and Silver Lake (Offshore) AIV GP II, Ltd. disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
- Silver Lake Technology Investors II Cayman, L.P. ("Investors II") directly owns 43,644 ordinary shares of Avago. As the sole general partner of Investors II, Silver Lake (Offshore) AIV GP II, Ltd. may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago directly owned by Investors II. Silver Lake (Offshore) AIV GP II, Ltd. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest.
- Avago Investment Partners, Limited Partnership ("AIP") directly owns 2,370,621 ordinary shares of Avago. As the sole general partner of AIP, Avago Investment G.P., Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago directly owned by AIP. As a member of Avago Investment G.P., Limited, Silver Lake (Offshore) AIV GP II, Ltd. may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago directly owned by AIP. Avago Investment G.P., Limited and Silver Lake (Offshore) AIV GP II, Ltd. disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
- Mr. Kenneth Y. Hao, who serves as a director of Avago, also serves as a director of Silver Lake (Offshore) AIV GP II, Ltd. and may be deemed to share voting and dispositive power with respect to any shares beneficially owned by Silver Lake (Offshore) AIV GP II, Ltd. but disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.
- 89,259 ordinary shares of Avago were distributed by Partners II through Silver Lake Technology Associates II Cayman, L.P., the general partner of Partners II, as a payment-in-kind distribution to certain partners of Silver Lake Technology Associates II Cayman, L.P. for the sole purpose of charitable giving.
- These shares are held directly by Kenneth Y. Hao. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, the proceeds from the sale of these shares are expected to be remitted to Silver Lake. Accordingly, Mr. Hao disclaims beneficial ownership of such shares.