Filing Details
- Accession Number:
- 0001213900-22-030669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-01 16:08:12
- Reporting Period:
- 2022-05-27
- Accepted Time:
- 2022-06-01 16:08:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534154 | Ipsidy Inc. | AUID | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1818801 | L Michael Koehneman | C/O Ipsidy Inc. 670 Long Beach Blvd. Long Beach NY 11561 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Acquisiton | 2022-05-31 | 5,000 | $2.97 | 11,000 | No | 4 | P | Direct | |
Common Stock, $.0001 Par Value | Acquisiton | 2022-05-27 | 5,000 | $3.00 | 6,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.0001 Par Value | 1,000 | Indirect | Shares held by Mr. Koehneman wife, Karen Koehneman |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Stock Options | $15.16 | 2021-12-29 | 2031-12-29 | 10,238 | 10,238 | Direct |
Common Stock, $0.0001 Par Value Per Share | Stock Options | $7.80 | 2021-06-09 | 2031-06-09 | 62,500 | 62,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2031-12-29 | 10,238 | 10,238 | Direct |
2031-06-09 | 62,500 | 62,500 | Direct |
Footnotes
- The shares vest annually in equal amounts over a three-year period.
- The shares vest monthly in equal amounts over a one-year period.
- Prices reported are a weighted-average purchase price. The shares were purchased at prices ranging from $2.9397 to $3.039 on May 27, 2022 and prices ranging from $2.96 to $3.0199 on May 31, 2022. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.