Filing Details
- Accession Number:
- 0000927628-22-000208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-31 16:17:22
- Reporting Period:
- 2022-05-26
- Accepted Time:
- 2022-05-31 16:17:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1748065 | Sheldon Hall | 1680 Capital One Drive Mclean VA 22102 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-05-26 | 14,504 | $125.00 | 68,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-05-26 | 4,094 | $125.00 | 94 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on November 12, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.