Filing Details

Accession Number:
0000315189-22-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-31 14:43:18
Reporting Period:
2022-05-26
Accepted Time:
2022-05-31 14:43:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1817149 H John Stone One John Deere Place
Moline IL 61265
President, Ww C&F & Pwr Syst No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2022-05-26 5,981 $79.24 27,068 No 4 M Direct
$1 Par Common Stock Disposition 2022-05-26 1,022 $340.99 26,046 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 2,055 $342.31 23,991 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 2,804 $343.51 21,187 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 100 $344.02 21,087 No 4 S Direct
$1 Par Common Stock Acquisiton 2022-05-26 4,235 $100.55 25,322 No 4 M Direct
$1 Par Common Stock Disposition 2022-05-26 387 $341.57 24,935 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 199 $342,905.00 24,736 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 401 $344.25 24,335 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 1,082 $345.40 23,253 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 1,039 $347.19 22,214 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 927 $348.02 21,287 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 200 $348.79 21,087 No 4 S Direct
$1 Par Common Stock Acquisiton 2022-05-26 3,710 $151.95 24,797 No 4 M Direct
$1 Par Common Stock Disposition 2022-05-26 237 $341.53 24,560 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 657 $344.83 23,903 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 644 $345.54 23,259 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 600 $346.92 22,659 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 1,272 $347.74 21,387 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 300 $348.63 21,087 No 4 S Direct
$1 Par Common Stock Acquisiton 2022-05-26 3,219 $148.14 24,306 No 4 M Direct
$1 Par Common Stock Disposition 2022-05-26 132 $340.99 24,174 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 100 $342.00 24,074 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 900 $345.08 23,174 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 300 $345.99 22,874 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 1,008 $347.24 21,866 No 4 S Direct
$1 Par Common Stock Disposition 2022-05-26 779 $348.28 21,087 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Acquisiton 2022-05-26 5,981 $0.00 5,981 $79.20
Common Stock Market Priced Options Acquisiton 2022-05-26 4,235 $0.00 4,235 $100.55
Common Stock Market Priced Options Acquisiton 2022-05-26 3,710 $0.00 3,710 $151.95
Common Stock Market Priced Options Acquisiton 2022-05-26 3,219 $0.00 3,219 $148.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-12-09 No 4 M Direct
0 2026-12-14 No 4 M Direct
0 2027-12-13 No 4 M Direct
0 2028-12-12 No 4 M Direct
Footnotes
  1. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  2. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.74 to $341.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 21.
  3. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.92 to $342.61, inclusive.
  4. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.01 to $343.94, inclusive.
  5. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.22 to $341.75, inclusive.
  6. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.56 to $343.50, inclusive.
  7. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.69 to $344.62, inclusive.
  8. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.09 to $345.91, inclusive.
  9. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.69 to $347.68, inclusive.
  10. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.70 to $348.62, inclusive.
  11. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.22 to $341.70, inclusive.
  12. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.19 to $345.14, inclusive.
  13. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.31 to $345.84, inclusive.
  14. The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.41 to $347.17, inclusive.
  15. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.45 to $348.10, inclusive.
  16. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.45 to $348.79, inclusive.
  17. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.92 to $341.22, inclusive.
  18. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.50 to $345.43, inclusive.
  19. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.56 to $346.41, inclusive.
  20. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.71 to $347.70, inclusive.
  21. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.82 to $348.80, inclusive.
  22. Includes 4,266 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
  23. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  24. The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.
  25. The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.
  26. The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.
  27. The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.