Filing Details
- Accession Number:
- 0000899243-22-019820
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-26 20:00:38
- Reporting Period:
- 2022-05-25
- Accepted Time:
- 2022-05-26 20:00:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380106 | Rapid Micro Biosystems Inc. | RPID | Laboratory Analytical Instruments (3826) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1594474 | Darren Richman | 111 West 33Rd Street, Suite 1910 New York NY 10120 | No | No | Yes | No | |
1797237 | David Chene | 111 West 33Rd Street, Suite 1910 New York NY 10120 | No | No | Yes | No | |
1797633 | Kennedy Lewis Management Lp | 111 West 33Rd Street, Suite 1910 New York NY 10120 | No | No | Yes | No | |
1797634 | Kennedy Lewis Investment Management Llc | 111 West 33Rd Street, Suite 1910 New York NY 10120 | No | No | Yes | No | |
1797767 | Klm Gp Llc | 111 West 33Rd Street, Suite 1910 New York NY 10120 | No | No | Yes | No | |
1854977 | Kennedy Lewis Investment Holdings Ii Llc | 111 West 33Rd Street, Suite 1910 New York NY 10120 | No | No | Yes | No | |
1855023 | Kennedy Lewis Capital Partners Master Fund Ii Lp | 111 West 33Rd Street, Suite 1910 New York NY 10120 | No | No | Yes | No | |
1855024 | Kennedy Lewis Gp Ii Llc | 111 West 33Rd Street, Suite 1910 New York NY 10120 | No | No | Yes | No | |
1896898 | Kennedy Lewis Capital Partners Master Fund Iii Lp | 111 West 33Rd Street, Suite 1910 New York NY 10120 | No | No | Yes | No | |
1897209 | Kennedy Lewis Gp Iii Llc | 111 West 33Rd Street, Suite 1910 New York NY 10120 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-05-25 | 11,867 | $4.36 | 1,973,717 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2022-05-25 | 16,933 | $4.36 | 2,816,414 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2022-05-26 | 8,687 | $4.90 | 1,982,404 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2022-05-26 | 12,396 | $4.90 | 2,828,810 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares of Common Stock of Rapid Micro Biosystems, Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $4.2 to $4.43, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1) and (8) to this Form 4.
- These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds").
- Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II.
- (Continued from foot note 3) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III.
- (Continued from foot note 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds.
- For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III").
- The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.5 to $5, inclusive.