Filing Details
- Accession Number:
- 0001582945-22-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-25 16:20:42
- Reporting Period:
- 2022-05-18
- Accepted Time:
- 2022-05-25 16:20:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425627 | Sobr Safe Inc. | SOBR | Periodicals: Publishing Or Publishing & Printing (2721) | 260731818 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567260 | Steven J. Beabout | 6400 S. Fiddlers Green Circle Suite 525 Greenwood Village CO 80111 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-05-18 | 58,800 | $4.00 | 199,506 | No | 4 | J | Indirect | Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust |
Common Stock | Acquisiton | 2022-05-19 | 59,013 | $1.25 | 258,519 | No | 4 | P | Indirect | Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust |
Common Stock | Acquisiton | 2022-05-20 | 12,560 | $1.06 | 271,079 | No | 4 | P | Indirect | Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust |
Common Stock | Acquisiton | 2022-05-24 | 18,000 | $1.11 | 289,079 | No | 4 | P | Indirect | Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust |
No | 4 | P | Indirect | Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust |
No | 4 | P | Indirect | Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust |
No | 4 | P | Indirect | Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants | Acquisiton | 2022-05-18 | 117,600 | $0.13 | 117,600 | $4.25 |
Common Stock | Restricted Stock Units | Acquisiton | 2022-02-09 | 25,000 | $0.00 | 25,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
117,600 | 2022-05-18 | 2027-05-18 | No | 4 | J | Direct |
80,000 | No | 4 | A | Direct |
Footnotes
- Mr. Beabout acquired 58,800 Units for $248,724 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant.
- The RSUs vest on the earlier to occur of 180 days after the Company uplist to Nasdaq or January 1, 2023.
- The RSUs don't have an expiration date, but will terminate if Mr. Beabout is not in continuing service with the Issuer at the time of vesting.
- The RSUs were issued to Mr. Beabout for his services as the chairperson of the Compensation Committee of the Issuer's Board of Directors.