Filing Details

Accession Number:
0001582945-22-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-25 16:20:42
Reporting Period:
2022-05-18
Accepted Time:
2022-05-25 16:20:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425627 Sobr Safe Inc. SOBR Periodicals: Publishing Or Publishing & Printing (2721) 260731818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567260 Steven J. Beabout 6400 S. Fiddlers Green Circle
Suite 525
Greenwood Village CO 80111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-18 58,800 $4.00 199,506 No 4 J Indirect Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust
Common Stock Acquisiton 2022-05-19 59,013 $1.25 258,519 No 4 P Indirect Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust
Common Stock Acquisiton 2022-05-20 12,560 $1.06 271,079 No 4 P Indirect Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust
Common Stock Acquisiton 2022-05-24 18,000 $1.11 289,079 No 4 P Indirect Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust
No 4 P Indirect Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust
No 4 P Indirect Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust
No 4 P Indirect Includes 40,000 shares in the name Sky Startups, LLC and 126,633 shares in the name C&S Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants Acquisiton 2022-05-18 117,600 $0.13 117,600 $4.25
Common Stock Restricted Stock Units Acquisiton 2022-02-09 25,000 $0.00 25,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
117,600 2022-05-18 2027-05-18 No 4 J Direct
80,000 No 4 A Direct
Footnotes
  1. Mr. Beabout acquired 58,800 Units for $248,724 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant.
  2. The RSUs vest on the earlier to occur of 180 days after the Company uplist to Nasdaq or January 1, 2023.
  3. The RSUs don't have an expiration date, but will terminate if Mr. Beabout is not in continuing service with the Issuer at the time of vesting.
  4. The RSUs were issued to Mr. Beabout for his services as the chairperson of the Compensation Committee of the Issuer's Board of Directors.