Filing Details
- Accession Number:
- 0001493152-22-015039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-25 16:05:28
- Reporting Period:
- 2022-05-23
- Accepted Time:
- 2022-05-25 16:05:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350102 | Ascent Solar Technologies Inc. | ASTI | Semiconductors & Related Devices (3674) | 203672603 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1827283 | Bernd Fortsch | 1675 South State Street, Suite B Dover DE 19901 | No | No | Yes | No | |
1840096 | Ag Tubesolar | Berliner Allee 65 D - 86153 Augsburg 2M 86153 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-05-23 | 1,699 | $6.53 | 4,959,535 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-05-24 | 312 | $6.51 | 4,959,223 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This joint filing includes Mr. Bernd Fortsch who directly and indirectly owns a controlling interest in TubeSolar AG. This filing shall not be deemed an admission that Mr. Fortsch is, for purposes of Section 16 of the Act, or otherwise, the beneficial owner of any equity securities covered by the statement.
- This transaction was executed in multiple trades at prices ranging from $6.52 to $6.57 per share. The price reported above reflects the weighted average sale price per share (rounded). The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $6.50 to $6.52 per share. The price reported above reflects the weighted average sale price per share (rounded). The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.