Filing Details
- Accession Number:
- 0001209191-11-033362
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-06 21:36:50
- Reporting Period:
- 2011-06-02
- Filing Date:
- 2011-06-06
- Accepted Time:
- 2011-06-06 21:36:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1458693 | A Matthew Drapkin | 300 Crescent Court Suite 1111 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-06-02 | 219,240 | $5.38 | 1,567,702 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2011-06-02 | 32,760 | $5.38 | 188,098 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2011-06-03 | 201,075 | $5.17 | 1,366,627 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2011-06-03 | 24,125 | $5.17 | 163,973 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2011-06-06 | 254,379 | $4.97 | 1,112,248 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2011-06-06 | 30,521 | $4.97 | 133,452 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2011-06-02 | 50,000 | $0.00 | 50,000 | $5.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2017-06-02 | No | 4 | A | Direct |
Footnotes
- This statement is filed by and on behalf of Matthew A. Drapkin. Becker Drapkin Partners (QP), L.P. ("QP Fund"), Becker Drapkin Partners, L.P. ("LP Fund") and Mr. Drapkin are the direct beneficial owners of the securities covered by this statement. Becker Drapkin Management, L.P. ("BD Management") is the general partner of each of QP Fund and LP Fund and may be deemed to beneficially own securities owned by QP Fund and LP Fund. BC Advisors, LLC ("BC Advisors") is the general partner of BD Management and may be deemed to beneficially own securities owned by BD Management. Steven R. Becker and Mr. Drapkin are the co-managing members of BC Advisors and may be deemed to beneficially own securities owned by BC Advisors.
- The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
- The reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
- Represents shares directly beneficially owned by QP Fund.
- Represents shares directly beneficially owned by LP Fund.
- The stock options vest in equal monthly installments over twelve months from June 2, 2011.
- Represents shares directly beneficially owned by Mr. Drapkin.