Filing Details
- Accession Number:
- 0001140361-22-020429
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-05-24 16:41:17
- Reporting Period:
- 2022-05-18
- Accepted Time:
- 2022-05-24 16:41:17
- Original Submission Date:
- 2022-05-20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1831096 | Great Elm Group Inc. | GEG | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475698 | H James Hugar | C/O Great Elm Group, Inc. 800 South Street, Suite 230 Waltham MA 02453 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-05-18 | 1,823 | $2.04 | 166,541 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This amendment is being filed to correct information pertaining to the amount of securities purchased, purchase price and amount of securities beneficially owned following the transaction.
- Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.01 to $2.10, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.