Filing Details
- Accession Number:
- 0001487329-22-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-24 15:13:21
- Reporting Period:
- 2022-05-24
- Accepted Time:
- 2022-05-24 15:13:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487329 | F James Stief | 1500 North Mantua Street Kent OH 44240 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-05-24 | 17,495 | $18.10 | 530,661 | Yes | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-05-24 | 1,488 | $8.80 | 532,149 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-05-24 | 723 | $0.00 | 531,426 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-05-24 | 4,082 | $9.55 | 535,508 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-05-24 | 2,154 | $0.00 | 533,354 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-05-24 | 1,214 | $0.00 | 532,140 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-05-24 | 8,000 | $8.18 | 540,140 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-05-24 | 6,000 | $8.80 | 546,140 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-05-24 | 6,000 | $9.55 | 552,140 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-05-24 | 6,000 | $10.55 | 558,140 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-05-24 | 6,430 | $12.10 | 564,570 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| Yes | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights (2017) | Disposition | 2022-05-24 | 1,488 | $0.00 | 1,488 | $8.80 |
| Common Stock | Stock Appreciation Rights (2018) | Disposition | 2022-05-24 | 4,082 | $0.00 | 4,082 | $9.55 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2022-05-24 | 8,000 | $0.00 | 8,000 | $8.18 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2022-05-24 | 6,000 | $0.00 | 6,000 | $8.80 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2022-05-24 | 6,000 | $0.00 | 6,000 | $9.55 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2022-05-24 | 6,000 | $0.00 | 6,000 | $10.55 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2022-05-24 | 6,430 | $0.00 | 6,430 | $12.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-14 | 2026-12-31 | No | 4 | M | Direct |
| 0 | 2019-03-09 | 2027-12-31 | No | 4 | M | Direct |
| 0 | 2017-06-28 | 2026-06-28 | Yes | 4 | M | Direct |
| 0 | 2018-06-23 | 2027-06-23 | Yes | 4 | M | Direct |
| 0 | 2019-06-28 | 2028-06-28 | Yes | 4 | M | Direct |
| 0 | 2020-03-07 | 2029-03-07 | Yes | 4 | M | Direct |
| 0 | 2021-03-05 | 2030-03-05 | Yes | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 32 | Indirect | By Son |
| Common Stock | 108,569 | Indirect | By 401(k) Plan |
Footnotes
- Exercise of SARs.
- Deemed disposition back to the company upon exercise of Stock Settled Appreciation Rights (SARs).
- Payment of taxes in connection with SARs pay-out.
- This total reflects routine accumulation of 108,569.2427 common shares acquired through the Company's 401(K) benefit plan as of May 24, 2022, based on internal records.
- These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
- These options become exercisable in 20% installments on each anniversary of the grant date beginning June 28, 2017.
- These shares vested and became fully exercisable upon Mr. Stief's retirement.
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