Filing Details
- Accession Number:
- 0001213900-22-029252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-24 14:43:46
- Reporting Period:
- 2022-05-23
- Accepted Time:
- 2022-05-24 14:43:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1867949 | Chicago Atlantic Real Estate Finance Inc. | REFI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1867660 | John Mazarakis | Chicago Atlantic Real Estate Finance Inc 420 North Wabash Avenue, Suite 500 Chicago IL 60611 | Exec. Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-05-23 | 7,000 | $15.50 | 163,250 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,000 | Indirect | By spouse |
Common Stock | 19,616 | Indirect | Held through ownership of interests in Chicago Atlantic Fund, LLC |
Common Stock | 23,912 | Indirect | Held through ownership of interests in Chicago Atlantic Fund QP, LLC |
Footnotes
- The price reported is a weighted average price. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each specific price.
- 156,250 of the shares held directly by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022.
- Included in the 19,616 shares are 12,872 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 1,775 shares held directly, and 4,970 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
- Included in the 23,912 shares are 17,290 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 4,677 shares held directly, and 1,945 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
- All of the shares held indirectly by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022.