Home > Insider Trading > Filing (0001628280-22-015255)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1144879	Applied Blockchain Inc.	APLD	Services-Computer Programming, Data Processing, Etc. (7370)	954863690

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1391935	Wes Cummins	3811 Turtle Creek Blvd, Suite 2100 Dallas TX 75219	Ceo; Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-05-20	70,018	$3.40	461,490	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2022-05-23	50,000	$3.68	511,490	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,621,830	Direct
Common Stock	17,590,238	Indirect	See Footnote.

Footnotes

Includes (i) 500,000 shares of restricted stock, of which 250,000 will vest on April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC (the "Later Date"), and 62,500 will vest on each of July 1, 2022, October 1, 2022, January 1 2023 and April 1, 2023, or in each case, if later, the Later Date, and (iii) 742,166 shares held in the Reporting Person's IRA.
Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO.
Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.21 to $3.50. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President.
Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.56 to $3.70. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.