Filing Details
- Accession Number:
- 0001234452-11-000241
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-06 19:54:44
- Reporting Period:
- 2011-06-02
- Filing Date:
- 2011-06-06
- Accepted Time:
- 2011-06-06 19:54:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191307 | R Steven Altman | 5775 Morehouse Dr. San Diego CA 92121-1714 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-02 | 38,000 | $34.83 | 142,125 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2011-06-02 | 38,000 | $58.07 | 104,125 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2011-06-02 | 134,750 | $37.29 | 238,875 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2011-06-02 | 134,750 | $58.07 | 104,125 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2011-06-02 | 27,250 | $35.66 | 131,375 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2011-06-02 | 27,250 | $58.07 | 104,125 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-02 | 38,000 | $0.00 | 38,000 | $34.83 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-02 | 27,250 | $0.00 | 27,250 | $35.66 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-02 | 134,750 | $0.00 | 134,750 | $37.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
57,000 | 2016-11-09 | No | 4 | M | Direct | |
272,500 | 2018-11-06 | No | 4 | M | Direct | |
195,107 | 2017-11-11 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $37.29 | 2017-11-11 | 37,523 | 37,523 | Indirect | |
Common Stock | Non-Qualified Stock Option (right to buy) | $34.83 | 2016-11-09 | 213,750 | 213,750 | Indirect | |
Common Stock | Non-Qualified Stock Option (right to buy) | $37.29 | 2017-11-11 | 101,435 | 101,435 | Indirect | |
Common Stock | Non-Qualified Stock Option (right to buy) | $34.83 | 2016-11-09 | 213,750 | 213,750 | Indirect | |
Common Stock | Non-Qualified Stock Option (right to buy) | $37.29 | 2017-11-11 | 101,435 | 101,435 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-11-11 | 37,523 | 37,523 | Indirect |
2016-11-09 | 213,750 | 213,750 | Indirect |
2017-11-11 | 101,435 | 101,435 | Indirect |
2016-11-09 | 213,750 | 213,750 | Indirect |
2017-11-11 | 101,435 | 101,435 | Indirect |
Footnotes
- Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
- The sale prices for this transaction ranged from $58.00 to $58.1708. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Includes 429 shares acquired under the Company's Employee Stock Purchase Plan on March 31, 2011.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- Grantor Retained Annuity Trust (GRAT) for the benefit of insider.
- This form corrects the exercise price of the Non-Qualified Stock Option noted in Table II. The original Form 4 was filed on October 4, 2010.
- Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse.