Filing Details
- Accession Number:
- 0001181431-11-035278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-06 18:56:56
- Reporting Period:
- 2011-06-02
- Filing Date:
- 2011-06-06
- Accepted Time:
- 2011-06-06 18:56:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
798955 | Cost Plus Inc | CPWM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 941067973 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374566 | Willem Mesdag | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | Yes | No | Yes | No | |
1374588 | Red Mountain Capital Partners Llc | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | No | Yes | |
1374600 | Red Mountain Capital Partners Iii, L.p. | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | No | Yes | |
1374602 | Red Mountain Capital Partners Ii, L.p. | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | No | Yes | |
1374606 | Rmcp Gp Llc | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | No | Yes | |
1374607 | Red Mountain Capital Management Inc | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-02 | 89,300 | $8.94 | 1,321,500 | No | 4 | P | Indirect | See footnote 2 and Remark below. |
Common Stock | Acquisiton | 2011-06-03 | 36,250 | $8.92 | 1,357,750 | No | 4 | P | Indirect | See footnote 2 and Remark below. |
Common Stock | Acquisiton | 2011-06-06 | 184,400 | $8.88 | 1,542,150 | No | 4 | P | Indirect | See footnote 2 and Remark below. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote 2 and Remark below. |
No | 4 | P | Indirect | See footnote 2 and Remark below. |
No | 4 | P | Indirect | See footnote 2 and Remark below. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,656,961 | Indirect | See footnote 4 and Remark below. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (right to buy) | $4.86 | 2012-06-11 | 2017-06-11 | 12,000 | 12,000 | Direct |
Common Stock | Director Stock Option (right to buy) | $0.89 | 2011-03-23 | 2016-03-23 | 1,500 | 1,500 | Direct |
Common Stock | Director Stock Option (right to buy) | $0.85 | 2015-11-24 | 16,000 | 16,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-06-11 | 12,000 | 12,000 | Direct |
2016-03-23 | 1,500 | 1,500 | Direct |
2015-11-24 | 16,000 | 16,000 | Direct |
Footnotes
- Weighted average price of shares acquired on June 2, 2011.
- These shares are held directly by Red Mountain Capital Partners II, L.P. ("RMCP II").
- Weighted average price of shares acquired on June 3, 2011.
- These shares are held directly by Red Mountain Capital Partners III, L.P. ("RMCP III").
- Weighted average price of shares acquired on June 6, 2011.
- 25% of these options will vest on each of the first, second, third and fourth anniversary of their November 24, 2008 date of grant, with the result that 100% of these options will be fully exercisable on November 24, 2012.