Filing Details
- Accession Number:
- 0001715268-22-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-23 12:41:02
- Reporting Period:
- 2022-05-19
- Accepted Time:
- 2022-05-23 12:41:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1715268 | Golub Capital Bdc 3 Inc. | NONE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298389 | David Golub | C/O Golub Capital Bdc 3, Inc. 200 Park Avenue, 25Th Floor New York NY 10166 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2022-05-19 | 8,005 | $14.25 | 1,729,883 | No | 4 | P | Indirect | By GCOP LLC |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2022-05-19 | 333 | $15.00 | 1,730,217 | No | 4 | P | Indirect | By GCOP LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By GCOP LLC |
No | 4 | P | Indirect | By GCOP LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 1,834,523 | Indirect | By GEMS Fund 4, L.P. |
Footnotes
- On May 19, 2022, GCOP LLC purchased 8,005.409 shares of Common Stock from the estate of a stockholder of Golub Capital BDC 3, Inc. ("GBDC 3") at a purchase price of $14.25 per share, which was equal to 95% of GBDC 3's $15.00 net asset value per share as of March 31, 2022.
- Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisitions directly owns 1,730,216.713 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
- In connection with the acquisition of shares from the estate of a GBDC 3 stockholder described above, GCOP LLC assumed the former stockholder's capital commitment to purchase shares of Common Stock pursuant to a subscription agreement, including the obligation to purchase 333.333 shares of Common Stock that are expected to close on or around May 26, 2022.
- Due to his control of GEMS Fund 4, L.P., which directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.