Filing Details
- Accession Number:
- 0001140361-11-031565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-06 18:14:13
- Reporting Period:
- 2011-06-02
- Filing Date:
- 2011-06-06
- Accepted Time:
- 2011-06-06 18:14:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494213 | Dean Hatton | C/O Higher One Holdings, Inc. 25 Science Park New Haven CT 06511 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-02 | 38,944 | $0.20 | 54,415 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-02 | 38,944 | $15.39 | 15,471 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-03 | 50,556 | $0.20 | 66,027 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-03 | 50,556 | $15.25 | 15,471 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2011-06-02 | 38,944 | $0.00 | 38,944 | $0.20 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2011-06-03 | 50,556 | $0.00 | 50,556 | $0.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 855,896 | 2012-03-18 | 2012-03-26 | No | 4 | M | Direct |
| 805,340 | 2005-03-18 | 2012-03-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 300,000 | Indirect | by the Dean W. Hatton GRAT |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2011.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between 15.24 and 15.53. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between 15.14 and 15.31. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
Billionaire Hedge Funds
