Filing Details
- Accession Number:
- 0001104659-22-063702
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-23 10:52:22
- Reporting Period:
- 2022-05-19
- Accepted Time:
- 2022-05-23 10:52:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534254 | Cion Investment Corp | CION | () | 453058280 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553165 | Mark Gatto | C/O Cion Investment Corp. 3 Park Avenue, 36Th Fl New York NY 10016 | Co-Chairman & Co-Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2022-05-19 | 5,000 | $10.98 | 32,806 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Gatto, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein.