Filing Details

Accession Number:
0001628280-22-014962
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-19 18:22:29
Reporting Period:
2022-05-17
Accepted Time:
2022-05-19 18:22:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1144879 Applied Blockchain Inc. APLD Services-Computer Programming, Data Processing, Etc. (7370) 954863690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1899209 Virginia Moore 3811 Turtle Creekblvd, Suite 2100
Dallas TX 75219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-17 50,000 $2.29 267,617 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,000 Direct
Common Stock 613,617 Indirect Footnote
Footnotes
  1. Includes 100,000 shares of restricted stock granted as stock compensation for the Reporting Person's board service, 50,000 of which will vest on each of (i) April 1, 2022 or the date, if later, on which the SEC declares effective a registration statement covering the resale of the shares of restricted stock and (ii) April 1, 2023, so long as the Reporting Person is a director of the issuer on each such date.
  2. Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer.
  3. Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.13 to $2.48. The Reporting Persons will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding each separate transaction.
  4. Consists of shares of common stock held by Andrew Moore, the Reporting Person's spouse.