Filing Details
- Accession Number:
- 0001437749-22-013039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-19 15:27:29
- Reporting Period:
- 2022-05-18
- Accepted Time:
- 2022-05-19 15:27:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1460329 | Fluent Inc. | FLNT | Services-Advertising (7310) | 770688094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1735387 | Huntley Donald Patrick | C/O Fluent, Inc. 300 Vesey Street, 9Th Floor New York NY 10282 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-05-18 | 10,000 | $1.35 | 340,833 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 112,500 | Direct | |
Common Stock | 16,667 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $4.72 | 2020-02-01 | 2029-02-01 | 396,000 | 396,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-02-01 | 396,000 | 396,000 | Direct |
Footnotes
- On May 18, 2022, the Reporting Person purchased an aggregate of 10,000 shares of common stock in multiple lots at $1.350 per share. On December 1, 2021, the Reporting Person purchased 10,000 shares of common stock at an average price per share of $1.80356. The highest price per share was $1.82 and the lowest price per share was $1.75.
- On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. As of February 1, 2022, an aggregate total of 112,500 shares have vested and are included in the total shares beneficially owned.
- On March 1, 2020, the Reporting Person received a grant of 50,000 RSUs under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2021. As of March 1, 2022, an aggregate total of 33,333 shares have vested and are included in the total shares beneficially owned.
- 50% of the Stock Option Grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days.