Filing Details
- Accession Number:
- 0001480248-11-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-06 16:43:29
- Reporting Period:
- 2011-06-02
- Filing Date:
- 2011-06-06
- Accepted Time:
- 2011-06-06 16:43:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325214 | Thomas Gutierrez | Gt Solar International Inc. 243 Daniel Webster Highway Merrimack NH 03054 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2011-06-02 | 22,978 | $0.00 | 59,753 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-06-02 | 6,077 | $12.03 | 53,676 | No | 4 | F | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-06-03 | 11,489 | $13.02 | 42,187 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Unit | Disposition | 2011-06-02 | 22,978 | $0.00 | 22,978 | $0.00 |
Common Stock, Par Value $.01 | Restricted Stock Unit | Acquisiton | 2011-06-02 | 169,576 | $0.00 | 169,576 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
68,934 | No | 4 | M | Direct | ||
169,576 | No | 4 | A | Direct |
Footnotes
- These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on June 2, 2011.
- Sale of these shares were made by Mr. Gutierrez pursuant to a Rule 10b5-1 Plan adopted on March 11, 2011.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $12.99 to $13.05. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc., subject to the reporting person's continued employment with GT Solar International, Inc.
- The restricted stock units vest in four equal annual installments beginning June 2, 2011. Shares of common stock are delivered to the reporting person on vesting.
- The restricted stock units vest in four equal annual installments beginning June 2, 2012. Shares of common stock are delivered to the reporting person on vesting.