Filing Details
- Accession Number:
- 0001181431-11-035200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-06 16:43:06
- Reporting Period:
- 2011-06-02
- Filing Date:
- 2011-06-06
- Accepted Time:
- 2011-06-06 16:43:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1018113 | F Steven Kaplan | C/O Pegasystems Inc. 101 Main Street Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-02 | 9,953 | $3.35 | 32,120 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-02 | 924 | $36.07 | 31,196 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-06-02 | 9,029 | $36.01 | 22,167 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option - Right to Acquire | Disposition | 2011-06-02 | 9,953 | $3.35 | 10,000 | $3.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-06-05 | 2011-06-05 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 6/02/2011, ranging from $35.91 through $36.13.
- All options were fully vested on 6/5/2001.
Billionaire Hedge Funds
