Filing Details

Accession Number:
0001181431-11-035200
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-06 16:43:06
Reporting Period:
2011-06-02
Filing Date:
2011-06-06
Accepted Time:
2011-06-06 16:43:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018113 F Steven Kaplan C/O Pegasystems Inc.
101 Main Street
Cambridge MA 02142
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-02 9,953 $3.35 32,120 No 4 M Direct
Common Stock Disposition 2011-06-02 924 $36.07 31,196 No 4 F Direct
Common Stock Disposition 2011-06-02 9,029 $36.01 22,167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option - Right to Acquire Disposition 2011-06-02 9,953 $3.35 10,000 $3.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-06-05 2011-06-05 No 4 M Direct
Footnotes
  1. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
  2. Represents the weighted average of sale prices on 6/02/2011, ranging from $35.91 through $36.13.
  3. All options were fully vested on 6/5/2001.