Filing Details
- Accession Number:
- 0001251859-22-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-18 17:06:17
- Reporting Period:
- 2022-05-17
- Accepted Time:
- 2022-05-18 17:06:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1464790 | B. Riley Financial Inc. | RILY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251859 | Daniel Asher | 111 W Jackson Blvd 20Th Fl Chicago IL 60604 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-05-17 | 300 | $51.00 | 1,323,593 | No | 4 | S | Indirect | Thru Equitec Proprietary Markets, LLC |
| Common Stock | Acquisiton | 2022-05-17 | 6,000 | $49.41 | 1,329,593 | No | 4 | P | Indirect | thru Equitec Proprietary Markers, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Thru Equitec Proprietary Markets, LLC |
| No | 4 | P | Indirect | thru Equitec Proprietary Markers, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 730,800 | Indirect | Thru AFOB FIP RILY, LLC |
| Common Stock | 825,000 | Indirect | thru DJ Fund Investments, LLC - Series E |
Footnotes
- The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC
- AFO Blackberry, LLC is the managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC
- Daniel Asher holds shared investment and voting power over the 825,000 DJ Fund shares with DJ Fund, pursuant to an informal, unwritten agreement.
Billionaire Hedge Funds
