Filing Details

Accession Number:
0001209191-22-029896
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-17 21:00:59
Reporting Period:
2022-05-13
Accepted Time:
2022-05-17 21:00:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1833511 K. Rajeev Goel C/O Pubmatic, Inc.
601 Marshall Street
Redwood City CA 94063
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-05-13 19,747 $0.00 19,747 No 4 C Indirect By The Goel Family Trust
Class A Common Stock Disposition 2022-05-13 22,200 $20.70 2,800 No 4 S Indirect By The Goel Family Trust
Class A Common Stock Disposition 2022-05-01 2,800 $21.10 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By The Goel Family Trust
No 4 S Indirect By The Goel Family Trust
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2022-05-13 19,747 $0.00 19,747 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
606,284 No 4 C Indirect
Footnotes
  1. The Reporting Person transferred 5,253 shares of Class A Common Stock to The Goel Family Trust in connection with the transaction, which transfer represents a change in the form of beneficial ownership of such shares.
  2. These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.06 to $21.055 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.06 to $21.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.