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Filing Details

Accession Number:: 0001209191-22-029896
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-05-17 21:00:59
Reporting Period:: 2022-05-13

Accepted Time:: 2022-05-17 21:00:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422930	Pubmatic Inc.	PUBM	Services-Computer Programming, Data Processing, Etc. (7370)	205863224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1833511	K. Rajeev Goel	C/O Pubmatic, Inc. 601 Marshall Street Redwood City CA 94063	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2022-05-13	19,747	$0.00	19,747	No	4	C	Indirect	By The Goel Family Trust
Class A Common Stock	Disposition	2022-05-13	22,200	$20.70	2,800	No	4	S	Indirect	By The Goel Family Trust
Class A Common Stock	Disposition	2022-05-01	2,800	$21.10	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By The Goel Family Trust
No	4	S	Indirect	By The Goel Family Trust
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2022-05-13	19,747	$0.00	19,747	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
606,284			No	4	C	Indirect

Footnotes

The Reporting Person transferred 5,253 shares of Class A Common Stock to The Goel Family Trust in connection with the transaction, which transfer represents a change in the form of beneficial ownership of such shares.
These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.06 to $21.055 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.06 to $21.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.