Home > Insider Trading > Filing (0001325658-22-000001)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1766526	Tectonic Financial Inc.	TECTP	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1325658	Darrell Cain	16200 Dallas Parkway, Suite 190 Dallas TX 75248	Co-Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series A Non-Cumulative Perpetual Preferred Stock	Disposition	2019-07-12	80,338	$100.00	0	No	4	J	Indirect	(2)
Series B Non-Cumulative Perpetual Preferred Stock	Acquisiton	2022-05-11	1,000	$10.54	1,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	(2)
No	4	P	Direct

Footnotes

The issuer repurchased 80,338 shares of its Series A preferred stock, representing all of the outstanding shares of the Series A preferred stock of the issuer, at a price equal to the liquidation preference, plus any accrued but unpaid dividends.
These shares were held by Dental Community Financial Holdings, Ltd. ("DCFH"). The Reporting Person is the President and sole shareholder of the general partner of DCFH, but does not hold a beneficial interest in DCFH, and is not entitled to compensation from DCFH or its general partner.