Filing Details
- Accession Number:
- 0001209191-22-029828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-17 18:12:53
- Reporting Period:
- 2022-05-16
- Accepted Time:
- 2022-05-17 18:12:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015739 | Aware Inc | AWRE | Services-Prepackaged Software (7372) | 042911026 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1320180 | Mohamed Lazzouni | C/O Aware, Inc. 40 Middlesex Turnpike Bedford MA 01730 | Chief Technical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-05-16 | 5,000 | $2.68 | 28,392 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Unrestriced Stock Award | $0.00 | 20,000 | 20,000 | Direct | ||
| Common Stock | Stock Option (right to buy) | $4.73 | 2031-02-23 | 300,000 | 300,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $4.50 | 2031-02-23 | 18,750 | 18,750 | Direct | |
| Common Stock | Stock Option (right to buy) | $5.50 | 2031-02-23 | 18,750 | 18,750 | Direct | |
| Common Stock | Stock Option (right to buy) | $6.50 | 2031-02-23 | 18,750 | 18,750 | Direct | |
| Common Stock | Stock Option (right to buy) | $7.50 | 2031-02-23 | 18,750 | 18,750 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 20,000 | 20,000 | Direct | |
| 2031-02-23 | 300,000 | 300,000 | Direct |
| 2031-02-23 | 18,750 | 18,750 | Direct |
| 2031-02-23 | 18,750 | 18,750 | Direct |
| 2031-02-23 | 18,750 | 18,750 | Direct |
| 2031-02-23 | 18,750 | 18,750 | Direct |
Footnotes
- Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on June 30, 2022, and 10,000 shares on December 31, 2022 provided the reporting person is serving as a director, office or employee of the Company or any subsidiary of the Company on said dates.
- Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.
- Vests in 16 equal quarterly installments on the last day of each quarter from February 19. 2020 through November 19, 2023.
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