Filing Details

Accession Number:
0001209191-22-029432
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-16 20:31:16
Reporting Period:
2022-05-12
Accepted Time:
2022-05-16 20:31:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1818502 Oppfi Inc. OPFI Finance Services (6199) 851648122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1873026 G. Todd Schwartz One North Wacker Drive, Suite 3605
Chicago IL 60606
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-05-12 14,848 $2.62 44,544 No 4 P Indirect By TGS Revocable Trust
Class A Common Stock Acquisiton 2022-05-13 9,333 $2.96 53,877 No 4 P Indirect By TGS Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By TGS Revocable Trust
No 4 P Indirect By TGS Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class V Common Stock 96,338,474 Indirect By OppFi Shares, LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.53 to $2.70 for a weighted average sale price of $2.6201. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18.
  2. The reporting person is the sole trustee of TGS Revocable Trust.
  3. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.73 to $3.05 for a weighted average sale price of $2.9637. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18.
  4. Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.
  5. The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.