Filing Details

Accession Number:
0000899243-22-018229
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-16 19:44:14
Reporting Period:
2021-12-21
Accepted Time:
2022-05-16 19:44:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1720671 Hashicorp Inc. HCP Services-Computer Programming Services (7371) 320410665
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1894737 David Mcjannet C/O Hashicorp, Inc.
101 Second Street, Suite 700
San Francisco CA 94105
Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-12-21 52,636 $0.00 52,636 No 4 C Indirect See footnote
Class A Common Stock Disposition 2021-12-21 26,656 $81.50 25,980 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-12-21 4,632 $82.43 21,348 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-12-21 21,348 $84.76 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-12-21 52,636 $0.00 52,636 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,365,365 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 71,674 71,674 Direct
Class A Common Stock Class B Common Stock $0.00 681,050 681,050 Indirect
Class A Common Stock Class B Common Stock $0.00 681,050 681,050 Indirect
Class A Common Stock Class B Common Stock $0.00 60,000 60,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
71,674 71,674 Direct
681,050 681,050 Indirect
681,050 681,050 Indirect
60,000 60,000 Indirect
Footnotes
  1. Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
  2. The shares are held of record by a family trust for which the reporting person serves as a trustee.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.25 to $82.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.25 to $82.82, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.50 to $85.07, inclusive.
  6. The shares are held of record by the Emerald GST Non-Exempt Trust.
  7. The shares are held of record by the Sapphire GST Non-Exempt Trust.
  8. The shares are held of record by an additional family trust.