Filing Details

Accession Number:
0001808665-22-000039
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-16 19:20:27
Reporting Period:
2022-05-12
Accepted Time:
2022-05-16 19:20:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1808665 Assertio Holdings Inc. ASRT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1324991 L James Tyree Assertio Holdings, Inc.
100 South Saunders Road, Suite 300
Lake Forest IL 60045
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-05-12 44,643 $2.36 210,451 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2022 to cover taxes upon the May 11, 2022 vesting of restricted stock units.
  2. The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on May 12, 2022 at prices ranging from $2.19 to $2.53 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.