Filing Details
- Accession Number:
- 0001437749-22-012583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-16 15:23:01
- Reporting Period:
- 2022-05-11
- Accepted Time:
- 2022-05-16 15:23:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499422 | Rbb Bancorp | RBB | State Commercial Banks (6022) | 272776416 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1843663 | Tammy Song | 1055 Wilshire Blvd Suite 1200 Los Angeles CA 90017 | Former Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2022-05-11 | 3,229 | $11.15 | 5,264 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2022-05-11 | 3,229 | $20.82 | 2,035 | No | 4 | S | Direct | |
| Common Stock, No Par Value | Acquisiton | 2022-05-11 | 5,381 | $11.15 | 7,416 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2022-05-11 | 5,381 | $20.82 | 2,035 | No | 4 | S | Direct | |
| Common Stock, No Par Value | Acquisiton | 2022-05-11 | 2,153 | $13.21 | 4,188 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2022-05-11 | 2,153 | $20.82 | 2,035 | No | 4 | S | Direct | |
| Common Stock, No Par Value | Acquisiton | 2022-05-11 | 6,000 | $18.25 | 8,035 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2022-05-11 | 6,000 | $20.82 | 2,035 | No | 4 | S | Direct | |
| Common Stock, No Par Value | Acquisiton | 2022-05-11 | 2,000 | $18.38 | 4,035 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2022-05-11 | 2,000 | $20.82 | 2,035 | No | 4 | S | Direct | |
| Common Stock, No Par Value | Acquisiton | 2022-05-11 | 1,518 | $20.55 | 3,553 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2022-05-11 | 1,518 | $20.82 | 2,035 | No | 4 | S | Direct | |
| Common Stock, No Par Value | Acquisiton | 2022-05-11 | 1,378 | $20.55 | 3,413 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2022-05-11 | 1,378 | $20.91 | 2,035 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2022-05-11 | 3,229 | $11.15 | 3,229 | $11.15 |
| Common Stock | Option (right to buy) | Disposition | 2022-05-11 | 5,381 | $11.15 | 5,381 | $11.15 |
| Common Stock | Option (right to buy) | Disposition | 2022-05-11 | 2,153 | $13.21 | 2,153 | $13.21 |
| Common Stock | Option (right to buy) | Disposition | 2022-05-11 | 6,000 | $18.25 | 6,000 | $18.25 |
| Common Stock | Option (right to buy) | Disposition | 2022-05-11 | 2,000 | $18.38 | 3,000 | $18.38 |
| Common Stock | Option (right to buy) | Disposition | 2022-05-11 | 2,896 | $20.55 | 8,896 | $20.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-01-01 | No | 4 | M | Direct | |
| 0 | 2023-07-01 | No | 4 | M | Direct | |
| 0 | 2024-01-01 | No | 4 | M | Direct | |
| 0 | 2026-01-01 | No | 4 | M | Direct | |
| 1,000 | 2029-01-23 | No | 4 | M | Direct | |
| 6,000 | 2030-01-22 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $13.33 | 2030-07-15 | 30,000 | 30,000 | Direct | |
| Common Stock | Option (right to buy) | $17.74 | 2031-01-21 | 30,000 | 30,000 | Direct | |
| Restricted Stock Units | Restricted Stock Units | $0.00 | 690 | 690 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2030-07-15 | 30,000 | 30,000 | Direct |
| 2031-01-21 | 30,000 | 30,000 | Direct |
| 690 | 690 | Direct |
Footnotes
- These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
- These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.
- These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.
- These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.
- These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
- These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
- These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
- These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
- These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
- There will be no expiration date once restricted stock units vest.
Billionaire Hedge Funds
