Filing Details
- Accession Number:
- 0001572890-22-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-16 11:18:27
- Reporting Period:
- 2022-05-13
- Accepted Time:
- 2022-05-16 11:18:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1572890 | A Dan Joy | 1500 North Mantua Street P.o. Box 5193 Kent OH 44240-5193 | Ex Vp Comm Lndsp/Op Supp Srvcs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-05-13 | 2,640 | $18.10 | 114,844 | Yes | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-05-13 | 2,000 | $7.53 | 116,844 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2022-05-13 | 4,000 | $8.18 | 120,844 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2022-05-13 | 4,800 | $5.80 | 125,644 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-05-13 | 1,538 | $0.00 | 124,106 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-05-13 | 990 | $0.00 | 123,116 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-05-13 | 8,360 | $18.10 | 114,756 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
Yes | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2022-05-13 | 2,000 | $0.00 | 2,000 | $7.53 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2022-05-13 | 4,000 | $0.00 | 4,000 | $8.18 |
Common Stock | Stock Appreciation Rights (2013) | Disposition | 2022-05-13 | 4,800 | $0.00 | 4,800 | $5.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-06-29 | 2025-06-29 | Yes | 4 | M | Direct |
0 | 2017-06-28 | 2026-06-28 | Yes | 4 | M | Direct |
0 | 2014-03-07 | 2023-03-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,000 | Indirect | By Sons |
Common Stock | 181,736 | Indirect | By 401(k) Plan |
Footnotes
- Exercise of SARs.
- Deemed disposition back to the company upon exercise of Stock Settled Appreciation Rights (SARs).
- Payment of taxes in connection with SARs pay-out.
- This total reflects routine accumulation of 181,735.9465 common shares acquired through the Company's 401(K) benefit plan as of May 13, 2022, based on internal records.
- These options become exercisable in 20% installments on each anniversary of the grant date beginning June 29, 2016.
- These options become exercisable in 20% installments on each anniversary of the grant date beginning June 28, 2017.
- These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date.