Filing Details
- Accession Number:
- 0001593968-22-000961
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-16 09:33:11
- Reporting Period:
- 2022-05-13
- Accepted Time:
- 2022-05-16 09:33:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1671605 | L. Jerry Mcdaniel | 1201 Network Centre Dr. Effingham IL 62401 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-05-13 | 5,000 | $25.36 | 5,000 | No | 4 | P | Indirect | Jerry L McDaniel Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Jerry L McDaniel Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,046 | Indirect | James H. McDaniel Revocable Trust |
Common Stock | 80,000 | Indirect | Evalia Enterprises, LLC. |
Common Stock | 13,000 | Indirect | Four Diamond Capital LLC |
Common Stock | 2,660 | Indirect | By Daughter |
Common Stock | 2,660 | Indirect | By Daughter |
Common Stock | 3,360 | Indirect | By Son |
Common Stock | 1,783 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Share Equivalent | $0.00 | 29,679 | 29,679 | Direct | ||
Common Stock | Restricted Stock Unit | $0.00 | 2,060 | 2,060 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
29,679 | 29,679 | Direct | |
2,060 | 2,060 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.28 - $25.42 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
- RSU with vesting schedule
- Each common stock equivalent is the economic equivalent of one share of common stock.
- Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.