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Filing Details

Accession Number:: 0001209191-22-028976
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-05-13 19:03:29
Reporting Period:: 2022-05-11

Accepted Time:: 2022-05-13 19:03:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1320854	Freightcar America Inc.	RAIL	Railroad Equipment (3743)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1713182	R James Meyer	125 South Wacker Drive Suite 1500 Chicago IL 60606	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-05-11	25,000	$3.64	433,101	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Restricted Stock Unit	$0.00		42,815	42,815	Direct
Common Stock	Employee Stock Appreciation Right	$1.66	2030-01-24	332,005	332,005	Direct
Common Stock	Employee Stock Option	$7.41	2029-01-14	72,959	72,959	Direct
Common Stock	Employee Stock Option	$16.66	2028-01-12	33,025	33,025	Direct
Common Stock	Employee Stock Option	$16.44	2027-07-31	350,000	350,000	Direct
Common Stock	Employee Stock Option	$3.82	2032-01-17	161,402	161,402	Direct
Common Stock	Employee Stock Option	$3.81	2031-01-28	113,276	113,276	Direct
Common Stock	Employee Stock Option	$2.38	2031-01-05	750,000	750,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	42,815	42,815	Direct
2030-01-24	332,005	332,005	Direct
2029-01-14	72,959	72,959	Direct
2028-01-12	33,025	33,025	Direct
2027-07-31	350,000	350,000	Direct
2032-01-17	161,402	161,402	Direct
2031-01-28	113,276	113,276	Direct
2031-01-05	750,000	750,000	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $3.50 to $3.725. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
On January 30, 2020, the recipient was granted 42,815 cash-settled restricted stock units which will vest on January 30, 2023.
On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights. 222,444 cash-settled stock appreciation rights are fully vested and currently exercisable and 109,561 cash-settled stock appreciation rights will vest on January 24, 2023.
On January 14, 2019, the recipient was granted 72,959 options which are fully vested and currently exercisable.
On January 12, 2018, the recipient was granted 33,025 options which are fully vested and currently exercisable.
On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.
On January 17, 2022, the recipient was granted 161,402 options which will vest in three equal annual installments beginning on January 17, 2023.
On January 28, 2021, the recipient was granted 113,276 options 38,514 options are fully vested and currently exercisable, 37,881 options will vest on January 28. 2023 and 37,381 options will vest on January 28, 2024.
On January 5, 2021 the recipient was granted 750,000 cash-settled stock appreciation rights. 255,000 cash-settled stock appreciation rights are fully vested and currently exercisable, 247,500 cash-settled stock appreciations rights will vest on January 5, 2023 and 247,500 cash-settled stock appreciation rights will vest on January 5, 2024.