Filing Details
- Accession Number:
- 0001562180-22-004018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-13 16:11:15
- Reporting Period:
- 2022-05-12
- Accepted Time:
- 2022-05-13 16:11:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399121 | J Thomas Fallon | C/O Hercules Capital, Inc. 400 Hamilton Avenue Suite 310 Palo Alto CA 94301 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-05-12 | 7,231 | $0.00 | 7,231 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2022-05-12 | 10,000 | $14.88 | 61,604 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | P | Indirect | By Trust |
Footnotes
- 51,604 shares previously reported as directly owned are now being reported as indirectly owned.
- Average sale price. Shares sold at prices between $14.88 and $14.89.
- Held by the Fallon Family Revocable Trust
Billionaire Hedge Funds
