Filing Details
- Accession Number:
- 0001209191-11-033076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 20:38:32
- Reporting Period:
- 2011-06-02
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 20:38:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392678 | Hany Nada | C/O Glu Mobile Inc. 45 Fremont Street, Suite 2800 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-06-02 | 74,518 | $5.50 | 2,592,443 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-06-02 | 1,482 | $5.50 | 51,557 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2011-06-02 | 50,000 | $0.00 | 50,000 | $5.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2017-06-02 | No | 4 | A | Direct |
Footnotes
- Represents shares held by Granite Global Ventures II L.P. ("Granite Global"). Mr. Nada is a managing director of the general partner of Granite Global, which has eight other individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
- Represents shares held by GGV II Entrepreneurs Fund L.P. ("GGV"). Mr. Nada is a managing director of the general partner of GGV, which has eight other individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
- The option is immediately exercisable and vests over 12 months, with 8.333% of the shares vesting on July 2, 2011 and the remaining shares vesting in equal monthly installments thereafter.