Filing Details
- Accession Number:
- 0000950103-11-002197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 20:38:15
- Reporting Period:
- 2011-06-02
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 20:38:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311230 | Solazyme Inc | SZYM | Industrial Organic Chemicals (2860) | 331077078 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399334 | D William Lese | Braemar Energy Ventures 340 Madison Avenue, 18Th Floor New York NY 10017 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-02 | 2,481,350 | $0.00 | 2,481,350 | No | 4 | C | Indirect | By Braemar Energy Ventures II, LP |
Common Stock | Acquisiton | 2011-06-02 | 2,540,879 | $0.00 | 2,540,879 | No | 4 | C | Indirect | By Solazyme Investments, LLC |
Common Stock | Acquisiton | 2011-06-02 | 200 | $18.00 | 200 | No | 4 | P | Indirect | By Wife as UTMA custodian for children |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Braemar Energy Ventures II, LP |
No | 4 | C | Indirect | By Solazyme Investments, LLC |
No | 4 | P | Indirect | By Wife as UTMA custodian for children |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2011-06-02 | 2,481,350 | $0.00 | 2,481,350 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2011-06-02 | 2,540,879 | $0.00 | 2,540,879 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- William D. Lese is a managing director of Braemar Power and Communications Management II, LP ("BPCM"). BPCM is the general partner of Braemar Energy Ventures II, LP ("BEV"). The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- William D. Lese is a managing director of BPCM. BPCM is the general partner of BEV. BEV is the manager of Solazyme Investments, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Shares purchased in a directed share program in connection with the Issuer's initial public offering. The reporting person disclaims beneficial ownership of these shares.