Filing Details

Accession Number:
0000950103-11-002197
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-03 20:38:15
Reporting Period:
2011-06-02
Filing Date:
2011-06-03
Accepted Time:
2011-06-03 20:38:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311230 Solazyme Inc SZYM Industrial Organic Chemicals (2860) 331077078
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399334 D William Lese Braemar Energy Ventures
340 Madison Avenue, 18Th Floor
New York NY 10017
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-02 2,481,350 $0.00 2,481,350 No 4 C Indirect By Braemar Energy Ventures II, LP
Common Stock Acquisiton 2011-06-02 2,540,879 $0.00 2,540,879 No 4 C Indirect By Solazyme Investments, LLC
Common Stock Acquisiton 2011-06-02 200 $18.00 200 No 4 P Indirect By Wife as UTMA custodian for children
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Braemar Energy Ventures II, LP
No 4 C Indirect By Solazyme Investments, LLC
No 4 P Indirect By Wife as UTMA custodian for children
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2011-06-02 2,481,350 $0.00 2,481,350 $0.00
Common Stock Series D Preferred Stock Disposition 2011-06-02 2,540,879 $0.00 2,540,879 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date.
  2. William D. Lese is a managing director of Braemar Power and Communications Management II, LP ("BPCM"). BPCM is the general partner of Braemar Energy Ventures II, LP ("BEV"). The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date.
  4. William D. Lese is a managing director of BPCM. BPCM is the general partner of BEV. BEV is the manager of Solazyme Investments, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  5. Shares purchased in a directed share program in connection with the Issuer's initial public offering. The reporting person disclaims beneficial ownership of these shares.