Filing Details
- Accession Number:
- 0001144204-11-034009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 19:53:27
- Reporting Period:
- 2011-06-01
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 19:53:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326364 | Sino Gas International Holdings Inc. | SGAS | Natural Gas Transmission (4922) | 320028823 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1349985 | Vision Opportunity Master Fund, Ltd. | C/O Ogier Fiduciary Services (Cay) Ltd. 88 Nexus Way Camana Bay, Grand Cayman E9 KY1-9007 | No | No | Yes | No | |
1411962 | Vision Capital Advisors, Llc | 20 West 55Th Street 5Th Floor New York NY 10019 | No | No | Yes | No | |
1411963 | Adam Benowitz | C/O Vision Capital Advisors, Llc 20 West 55Th Street, 5Th Floor New York NY 10019 | No | No | Yes | No | |
1446143 | Vcaf Gp, Llc | C/O Vision Capital Advisors 20 West 55Th Street, 5Th Floor New York NY 10019 | No | No | Yes | No | |
1446144 | Vision Capital Advantage Fund, L.p. | C/O Vision Capital Advisors 20 West 55Th Street, 5Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Disposition | 2011-06-01 | 54,031 | $0.30 | 1,838,166 | No | 4 | S | Indirect | By Vision Opportunity Master Fund, Ltd. |
Common Stock, Par Value $0.001 | Disposition | 2011-06-01 | 15,969 | $0.30 | 543,280 | No | 4 | S | Indirect | By Vision Capital Advantage Fund, L.P. |
Common Stock, Par Value $0.001 | Disposition | 2011-06-02 | 25,472 | $0.30 | 1,812,694 | No | 4 | S | Indirect | By Vision Opportunity Master Fund, Ltd. |
Common Stock, Par Value $0.001 | Disposition | 2011-06-02 | 7,528 | $0.30 | 535,752 | No | 4 | S | Indirect | By Vision Capital Advantage Fund, L.P. |
Common Stock, Par Value $0.001 | Disposition | 2011-06-03 | 84,906 | $0.33 | 1,727,788 | No | 4 | S | Indirect | By Vision Opportunity Master Fund, Ltd. |
Common Stock, Par Value $0.001 | Disposition | 2011-06-03 | 25,094 | $0.33 | 510,658 | No | 4 | S | Indirect | By Vision Capital Advantage Fund, L.P |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Vision Opportunity Master Fund, Ltd. |
No | 4 | S | Indirect | By Vision Capital Advantage Fund, L.P. |
No | 4 | S | Indirect | By Vision Opportunity Master Fund, Ltd. |
No | 4 | S | Indirect | By Vision Capital Advantage Fund, L.P. |
No | 4 | S | Indirect | By Vision Opportunity Master Fund, Ltd. |
No | 4 | S | Indirect | By Vision Capital Advantage Fund, L.P |
Footnotes
- Vision Capital Advisors, LLC (the "Investment Manager") serves as investment manager to Vision Opportunity Master Fund, Ltd. (the "Fund"), the direct owner of the subject securities. Adam Benowitz is the Managing Member of the Investment Manager and a Director of the Fund. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
- VCAF GP, LLC (the "General Partner") serves as general partner of Vision Capital Advantage Fund, L.P. ("VCAF"), the direct owner of the subject securities. The Investment Manager is the investment manager of VCAF designated by the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act or for any other purpose.
- Price represents the weighted average price with respect to shares purchased on this date. This transaction was executed in multiple trades ranging from $0.30 to $0.33. The Reporting Persons hereby undertake to provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.