Filing Details

Accession Number:
0001112679-11-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-03 19:20:06
Reporting Period:
2011-06-01
Filing Date:
2011-06-03
Accepted Time:
2011-06-03 19:20:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358153 Tom Carson C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp, Ww Sales And Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-01 1,041 $33.43 45,041 No 4 M Direct
Common Stock Disposition 2011-06-01 1,041 $57.54 44,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 1,354 $36.74 45,354 No 4 M Direct
Common Stock Disposition 2011-06-01 1,354 $57.39 44,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 1,042 $15.73 45,042 No 4 M Direct
Common Stock Disposition 2011-06-01 1,042 $57.57 44,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 7,083 $13.53 51,083 No 4 M Direct
Common Stock Disposition 2011-06-01 7,083 $57.22 44,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 7,083 $13.53 51,083 No 4 M Direct
Common Stock Disposition 2011-06-01 7,083 $57.21 44,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 7,090 $13.53 51,090 No 4 M Direct
Common Stock Disposition 2011-06-01 7,090 $57.25 44,000 No 4 S Direct
Common Stock Acquisiton 2011-06-01 3,125 $30.00 47,125 No 4 M Direct
Common Stock Disposition 2011-06-01 3,125 $57.29 44,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 1,041 $0.00 1,041 $33.43
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 1,354 $0.00 1,354 $36.74
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 1,042 $0.00 1,042 $15.73
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 21,256 $0.00 21,256 $13.53
Common Stock Employee Stock Options (right to buy) Disposition 2011-06-01 3,125 $0.00 3,125 $30.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,377 2017-03-01 No 4 M Direct
46,042 2017-04-01 No 4 M Direct
21,875 2016-03-01 No 4 M Direct
0 2013-06-01 No 4 M Direct
28,125 2016-09-01 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Carson's 10b5-1 plan dated November 22, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $57.54; breakdown of shares sold and per share sale prices are as follows: 100 at $57.51; 150 at $57.52; 591 at $57.53 and 200 at $57.58.
  3. Shares sold on the open market are reported as an average sell price per share of $57.39; breakdown of shares sold and per share sale prices are as follows: 400 at $57.25; 100 at $57.26; 2 at $57.41; 100 at $57.42; 552 at $57.43 and 200 at $57.58.
  4. Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
  5. Shares sold on the open market are reported as an average sell price per share of $57.57; breakdown of shares sold and per share sale prices are as follows: 42 at $57.56 and 1,000 at $57.57.
  6. Sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
  7. Shares sold on the open market are reported as an average sell price per share of $57.22; breakdown of shares sold and per share sale prices are as follows: 4,000 at $57.06; 58 at $57.11; 100 at $57.12; 925 at $57.19 and 2,000 at $57.57.
  8. Shares sold on the open market are reported as an average sell price per share of $57.21; breakdown of shares sold and per share sale prices are as follows: 2,245 at $57.03; 1,300 at $57.04; 355 at $57.05; 100 at $57.06; 82 at $57.12; 518 at $57.13; 83 at $57.17; 300 at $57.21; 100 at $57.30 and 2,000 at $57.57.
  9. Shares sold on the open market are reported as an average sell price per share of $57.25; breakdown of shares sold and per share sale prices are as follows: 300 at $57.07; 700 at $57.08; 1,100 at $57.09; 100 at $57.10; 800 at $57.11; 1,390 at $57.13; 100 at $57.15; 100 at $57.18; 500 at $57.26 and 2,000 at $57.57.
  10. Sold pursuant to Mr. Carson's 10b5-1 plan dated May 20, 2010.
  11. Shares sold on the open market are reported as an average sell price per share of $57.29; breakdown of shares sold and per share sale prices are as follows: 200 at $57.05; 200 at $57.06; 100 at $57.10; 370 at $57.12; 100 at $57.13; 530 at $57.14; 77 at $57.28; 548 at $57.30 and 1,000 at $57.56.
  12. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  13. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  14. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  15. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  16. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.