Filing Details
- Accession Number:
- 0001112679-11-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 19:20:06
- Reporting Period:
- 2011-06-01
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 19:20:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358153 | Tom Carson | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp, Ww Sales And Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-01 | 1,041 | $33.43 | 45,041 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 1,041 | $57.54 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 1,354 | $36.74 | 45,354 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 1,354 | $57.39 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 1,042 | $15.73 | 45,042 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 1,042 | $57.57 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 7,083 | $13.53 | 51,083 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 7,083 | $57.22 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 7,083 | $13.53 | 51,083 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 7,083 | $57.21 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 7,090 | $13.53 | 51,090 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 7,090 | $57.25 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 3,125 | $30.00 | 47,125 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 3,125 | $57.29 | 44,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 1,041 | $0.00 | 1,041 | $33.43 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 1,354 | $0.00 | 1,354 | $36.74 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 1,042 | $0.00 | 1,042 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 21,256 | $0.00 | 21,256 | $13.53 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 3,125 | $0.00 | 3,125 | $30.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,377 | 2017-03-01 | No | 4 | M | Direct | |
46,042 | 2017-04-01 | No | 4 | M | Direct | |
21,875 | 2016-03-01 | No | 4 | M | Direct | |
0 | 2013-06-01 | No | 4 | M | Direct | |
28,125 | 2016-09-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Carson's 10b5-1 plan dated November 22, 2010.
- Shares sold on the open market are reported as an average sell price per share of $57.54; breakdown of shares sold and per share sale prices are as follows: 100 at $57.51; 150 at $57.52; 591 at $57.53 and 200 at $57.58.
- Shares sold on the open market are reported as an average sell price per share of $57.39; breakdown of shares sold and per share sale prices are as follows: 400 at $57.25; 100 at $57.26; 2 at $57.41; 100 at $57.42; 552 at $57.43 and 200 at $57.58.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
- Shares sold on the open market are reported as an average sell price per share of $57.57; breakdown of shares sold and per share sale prices are as follows: 42 at $57.56 and 1,000 at $57.57.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
- Shares sold on the open market are reported as an average sell price per share of $57.22; breakdown of shares sold and per share sale prices are as follows: 4,000 at $57.06; 58 at $57.11; 100 at $57.12; 925 at $57.19 and 2,000 at $57.57.
- Shares sold on the open market are reported as an average sell price per share of $57.21; breakdown of shares sold and per share sale prices are as follows: 2,245 at $57.03; 1,300 at $57.04; 355 at $57.05; 100 at $57.06; 82 at $57.12; 518 at $57.13; 83 at $57.17; 300 at $57.21; 100 at $57.30 and 2,000 at $57.57.
- Shares sold on the open market are reported as an average sell price per share of $57.25; breakdown of shares sold and per share sale prices are as follows: 300 at $57.07; 700 at $57.08; 1,100 at $57.09; 100 at $57.10; 800 at $57.11; 1,390 at $57.13; 100 at $57.15; 100 at $57.18; 500 at $57.26 and 2,000 at $57.57.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated May 20, 2010.
- Shares sold on the open market are reported as an average sell price per share of $57.29; breakdown of shares sold and per share sale prices are as follows: 200 at $57.05; 200 at $57.06; 100 at $57.10; 370 at $57.12; 100 at $57.13; 530 at $57.14; 77 at $57.28; 548 at $57.30 and 1,000 at $57.56.
- Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.