Filing Details

Accession Number:
0001112679-11-000050
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-03 19:18:21
Reporting Period:
2011-06-02
Filing Date:
2011-06-03
Accepted Time:
2011-06-03 19:18:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-02 8,333 $13.53 61,708 No 4 M Direct
Common Stock Disposition 2011-06-02 8,333 $56.64 53,375 No 4 S Direct
Common Stock Acquisiton 2011-06-02 1,250 $15.73 54,625 No 4 M Direct
Common Stock Disposition 2011-06-02 1,250 $56.64 53,375 No 4 S Direct
Common Stock Acquisiton 2011-06-02 1,250 $30.00 54,625 No 4 M Direct
Common Stock Disposition 2011-06-02 1,250 $56.64 53,375 No 4 S Direct
Common Stock Acquisiton 2011-06-02 1,458 $33.43 54,833 No 4 M Direct
Common Stock Disposition 2011-06-02 1,458 $56.64 53,375 No 4 S Direct
Common Stock Acquisiton 2011-06-02 1,354 $36.74 54,729 No 4 M Direct
Common Stock Disposition 2011-06-02 1,354 $56.64 53,375 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-06-02 8,333 $0.00 8,333 $13.53
Common Stock Employee Stock Option (right to buy) Disposition 2011-06-02 1,250 $0.00 1,250 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2011-06-02 1,250 $0.00 1,250 $30.00
Common Stock Employee Stock Option (right to buy) Disposition 2011-06-02 1,458 $0.00 1,458 $33.43
Common Stock Employee Stock Option (right to buy) Disposition 2011-06-02 1,354 $0.00 1,354 $36.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5 2013-06-01 No 4 M Direct
26,250 2016-03-01 No 4 M Direct
33,750 2016-09-01 No 4 M Direct
48,126 2017-03-01 No 4 M Direct
46,042 2017-04-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated November 16, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $56.64; breakdown of shares sold and per share sale prices are as follows: 100 at $56.42; 100 at $56.48; 200 at $56.49; 400 at $56.50; 1,200 at $56.52; 1,200 at $56.53; 100 at $56.54; 1,700 at $56.55; 500 at $56.56; 100 at $56.57; 200 at $56.58; 100 at $56.59; 1,600 at $56.63; 200 at $56.64; 600 at $56.66; 500 at $56.67; 400 at $56.69; 302 at $56.70; 800 at $56.73; 600 at $56.76; 500 at $56.77; 500 at $56.78; 298 at $56.79; 400 at $56.80; 345 at $56.83; 100 at $56.84; 400 at $56.86; 100 at $56.87 and 100 at $56.90.
  3. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  4. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.