Filing Details
- Accession Number:
- 0001112679-11-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 19:15:19
- Reporting Period:
- 2011-06-01
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 19:15:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-01 | 23,959 | $13.53 | 128,959 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 23,959 | $57.27 | 105,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 1,667 | $15.52 | 106,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 1,667 | $57.27 | 105,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 5,729 | $15.73 | 110,729 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 5,729 | $57.27 | 105,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 2,604 | $30.00 | 107,604 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 2,604 | $57.27 | 105,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 4,521 | $36.74 | 109,521 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 4,521 | $57.27 | 105,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 1,875 | $36.74 | 106,875 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 1,875 | $57.27 | 105,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 23,959 | $0.00 | 23,959 | $13.53 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 1,667 | $0.00 | 1,667 | $15.52 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 5,729 | $0.00 | 5,729 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 2,604 | $0.00 | 2,604 | $30.00 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 4,521 | $0.00 | 4,521 | $36.74 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-06-01 | 1,875 | $0.00 | 1,875 | $36.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-06-01 | No | 4 | M | Direct | |
25,000 | 2015-09-01 | No | 4 | M | Direct | |
120,313 | 2016-03-01 | No | 4 | M | Direct | |
70,313 | 2016-09-01 | No | 4 | M | Direct | |
153,709 | 2017-04-01 | No | 4 | M | Direct | |
63,750 | 2017-04-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $57.27; breakdown of shares sold and per share sale prices are as follows: 200 at $56.92; 700 at $56.93; 400 at $56.95; 600 at $56.96; 300 at $56.97; 1,298 at $56.98; 102 at $56.99; 800 at $57.00; 300 at $57.01; 341 at $57.02; 512 at $57.03; 247 at $57.04; 800 at $57.05; 200 at $57.06; 200 at $57.08; 600 at $57.09; 300 at $57.10; 1,310 at $57.11; 1,000 at $57.12; 2,190 at $57.13; 1,100 at $57.14; 800 at $57.15; 300 at $57.16; 600 at $57.17; 900 at $57.18; 200 at $57.19; 1,000 at $57.20; 800 at $57.21; 400 at $57.22; 200 at $57.23; 900 at $57.24; 1,700 at $57.25; 600 at $57.26; 597 at $57.27; 700 at $57.28; 900 at $57.29; 1,103 at $57.30; 466 at $57.31; 522 at $57.32; 412 at $57.33; 100 at $57.34; 800 at $57.35; 800 at $57.36; 300 at $57.37; 500 at $57.38; 200 at $57.39; 717 at $57.40; 483 at $57.41; 300 at $57.42; 200 at $57.43; 100 at $57.44; additional shares sold continued on Footnote (3).
- Shares sold on the open market are reported as an average sell price per share of $57.27 (continued); breakdown of shares sold and per share sale prices are as follows: 600 at $57.46; 900 at $57.47; 400 at $57.52; 1,000 at $57.55; 400 at $57.56; 1,301 at $57.57; 800 at $57.58; 500 at $57.60; 500 at $57.61; 840 at $57.62; 604 at $57.64; 1,295 at $57.65; 60 at $57.68 and 55 at $57.70.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.