Filing Details
- Accession Number:
- 0001213900-22-025802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-12 12:04:55
- Reporting Period:
- 2022-05-11
- Accepted Time:
- 2022-05-12 12:04:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1464790 | B. Riley Financial Inc. | RILY | () | 1231 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 216309 | /Adv J Thomas Kelleher | C/O B. Riley Financial, Inc 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | Co-Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-05-11 | 5,000 | $46.14 | 29,300 | No | 4 | P | Indirect | See note |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See note |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 298,300 | Direct | |
| Common Stock | 459,848 | Indirect | See note |
| Common Stock | 5,600 | Indirect | By wife |
| Common Stock | 1,293 | Indirect | By daughter |
| Common Stock | 1,293 | Indirect | By daughter |
| Common Stock | 1,293 | Indirect | By daughter |
Footnotes
- These transactions were executed in multiple trades at prices ranging from $46.135 to $46.22. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Held by self-directed IRA: Thomas John Kelleher IRA.
- Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.
- Held with dispositive power for a daughter.
- Held with dispositive power for a daughter.
- Held with dispositive power for a daughter.
- Held with dispositive power for a daughter.
Billionaire Hedge Funds
