Filing Details
- Accession Number:
- 0001225208-22-006817
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-10 20:54:47
- Reporting Period:
- 2022-05-07
- Accepted Time:
- 2022-05-10 20:54:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1440660 | L Larry Wood | One Edwards Way Irvine CA 92614 | Cvp, Tavr | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-05-07 | 679 | $100.52 | 200,820 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2022-05-08 | 13,256 | $0.00 | 214,076 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-05-08 | 8,007 | $100.52 | 206,069 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2022-05-10 | 7,242 | $36.75 | 213,311 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-05-10 | 2,674 | $95.71 | 210,637 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-05-10 | 4,568 | $96.38 | 206,069 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Rights | Disposition | 2022-05-08 | 13,256 | $0.00 | 13,256 | $0.00 |
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2022-05-10 | 7,242 | $0.00 | 7,242 | $36.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-05-08 | 2026-05-07 | No | 4 | M | Direct |
50,688 | 2018-05-11 | 2024-05-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 496 | Indirect | 401(k) |
Footnotes
- On May 8, 2019, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 2, 2022, the Compensation Committee of the Board of Directors determined that 175% of the target number of shares would vest as of May 8, 2022, and the actual number of shares vested are reflected on this Form 4.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2021.
- This transaction was executed in multiple trades at prices ranging from $95.16 to $96.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $96.18 to $96.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.