Filing Details
- Accession Number:
- 0001438133-22-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-10 17:01:03
- Reporting Period:
- 2022-05-05
- Accepted Time:
- 2022-05-10 17:01:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1438133 | Tandem Diabetes Care Inc | TNDM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238935 | J Christopher Twomey | C/O Tandem Diabetes Care, Inc. 11075 Roselle Street San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-05-05 | 238 | $73.73 | 5,270 | No | 4 | M | Indirect | See Footnote |
Common Stock | Acquisiton | 2022-05-05 | 135 | $73.73 | 7,658 | No | 4 | M | Indirect | See Footnotes |
Common Stock | Disposition | 2022-05-05 | 158 | $111.73 | 5,112 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2022-05-05 | 90 | $111.73 | 7,568 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See Footnote |
No | 4 | M | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2022-05-05 | 135 | $73.73 | 135 | $73.73 |
Common Stock | Warrant | Acquisiton | 2022-05-05 | 238 | $73.73 | 238 | $73.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-05-19 | No | 4 | M | Indirect | |
0 | 2021-05-19 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,892 | Direct |
Footnotes
- The transaction reflects the cashless exercise of warrants to purchase common stock, at an exercise price of $73.726. Pursuant to the terms of the warrant, the shares of common stock were sold at a price equal to the average of the closing prices of the shares over the 30-day period ending three days prior to the date on which the notice of exercise was received by the Issuer.
- The securities are held by the Chris J. Twomey and Rebecca J. Twomey Family Trust UTD September 20, 2002.
- The securities are directly owned by Twomey Family Investments, LLC. The Reporting Person is co-manager of Twomey Family Investments, LLC and shares voting and investment power over the securities held by Twomey Family Investments, LLC and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Twomey Family Investments, LLC, except to the extent of his proportionate pecuniary interest therein.
- The expiration date for this warrant is August 31, 2022.