Filing Details

Accession Number:
0001415889-22-004765
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-09 15:40:14
Reporting Period:
2022-05-06
Accepted Time:
2022-05-09 15:40:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487428 Horizon Technology Finance Corp HRZN () 272114934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503748 Jr. D. Robert Pomeroy 312 Farmington Avenue
Farmington CT 06032
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-06 4,000 $12.73 155,539 No 4 P Direct
Common Stock Acquisiton 2022-05-06 1,000 $12.57 7,674 No 4 P Indirect As custodian for grandhildren
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect As custodian for grandhildren